In
the matter of
EXXON MOBIL CORPORATION
ASSURANCE
BACKGROUND
WHEREAS, more than 80 % of regular adult smokers began smoking as children;
WHEREAS, every day in the United States more than 2,000 children begin smoking cigarettes, and one third of those children will one day die from a tobacco-related disease;
WHEREAS, it has been shown that the younger a person begins smoking, the more likely it is that he or she will be unable to quit in later life and will suffer a disease attributable to tobacco use;
WHEREAS, recent studies indicate that youth demonstrate signs of addiction after smoking only a few cigarettes;
WHEREAS, the federal Food & Drug Administration (“FDA”) indicates that, as an average among U.S. retailers, one in every four attempts by a person 15 to 17 years old to purchase cigarettes over the counter results in a sale;
WHEREAS, an estimated 690 million packs of cigarettes are sold illegally to children each year nationwide, and 47 % of youth who report buying cigarettes identify gas stations as their primary point of purchase, and another 27 % identify convenience stores;
WHEREAS, more than 400,000 Americans die each year from diseases caused by tobacco use;
THEREFORE, Exxon Mobil Corporation (hereafter referred to as “ExxonMobil”), recognizing the need to step forward and demonstrate its commitment to responsible marketing of this age-restricted product and to the health and welfare of our nation’s youth, agrees to enter into the following Assurance.
AGREEMENT
1. This Assurance is entered into by the Attorneys General of Arizona, Arkansas, California, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, Northern Mariana Islands, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin and Wyoming (collectively “the Attorneys General”)[1] on behalf of their respective jurisdictions (collectively “the States”) and ExxonMobil.
2. This
Assurance follows an analysis of compliance check data collected by the FDA and
by state authorities under the Synar Amendment, section 1926(b)(2) Public
Health Service Act [42 USC 300x-26(b)(2)] 1992. Such data indicates that retail outlets operating under the
Exxon or the Mobil trademark made tobacco sales to persons under the age of 18
in numerous controlled compliance checks.
The Attorneys General claim that such sales, and/or the corporate
policies and practices that result in such sales, violate the Consumer
Protection statutes[2] and/or
other laws of their respective states.
3. ExxonMobil
is a publicly held corporation, with its principal place of business in Irving,
Texas. ExxonMobil operates, either itself or through affiliates or agents,
motor fuel outlets and associated convenience stores which sell, among other
things, tobacco products. Such
retail outlets are hereinafter referred to as "CORS." In addition, ExxonMobil enters into
motor fuel sales contracts and leases with others permitting such others to
operate retail motor fuel outlets with associated convenience stores using the
Exxon or the Mobil trademark and the On The Run mark ("Franchisees").
4. ExxonMobil
has expressed its commitment to employing tobacco retailing practices which are
designed to prevent the sale of tobacco products to minors. Without admitting liability for any of
the acts or practices described or referred to herein, ExxonMobil agrees to
enter into this Assurance and to abide by the provisions set forth below in
connection with its activities in each signatory state.
5. This
Assurance shall be binding on ExxonMobil, and on its officers, employees,
successors, assigns, and agents.
6. The
parties reserve the right to discuss the viability of any or all of these
provisions as they are implemented, having due regard for changes in laws and
regulations, as well as changes in equipment, technology, or methodology of
retail sales over time. In
particular, to the extent that unlawful underage sales occur in spite of
ExxonMobil’s compliance with the provisions of this Assurance, the States
expressly reserve any and all enforcement options available for addressing such
non-compliance, including without limitation the right to renew discussions
with ExxonMobil for the purpose of establishing additional and/or different
practices, policies, or procedures designed to eliminate or further reduce
underage tobacco sales. Any
modifications to this Assurance shall be by written agreement of the affected
parties.
7. This
Assurance is intended to resolve only such claims of the Attorneys General as
may arise from Consumer Protection jurisdiction over ExxonMobil’s acts
and practices relating to the tobacco sales to minors occurring prior to the
execution of this Assurance by ExxonMobil. Nothing herein shall affect other remedies available to any
state or local jurisdiction in connection with a past or future underage sale
of tobacco at a particular retail location, including fines, administrative
penalties, permit suspensions, or any other remedy, sanction, or penalty that
may be available to state or local authorities under applicable law.
8. This
Assurance may be executed in counterparts.
9. No
provision of this Assurance is intended or shall be interpreted to authorize
conduct in violation of applicable local, state or federal law, which law supersedes
any and all terms of this Assurance in conflict with such law.
10. The
tobacco retailing practices set forth herein relate to efforts to prevent
persons under legal age from having access to and using tobacco. Although tobacco is not the only item
to which youth access is restricted, the term “youth access” is
used herein as a shorthand reference to age restrictions on tobacco only. The term “tobacco” is
intended to include cigarettes of all kinds (including bidis), cigars, loose
tobacco, chewing tobacco, and snuff.
The provisions of this Section 10 (I through V) relate only
to ExxonMobil's hiring and training of its employees and other practices
relating to the sale of tobacco products in CORS retail outlets, and do not relate to any practices and operations
of any of the Franchisees except as provided in Section 12 of this Assurance.
I.
Personnel Practices Relating to the Sale of Tobacco
Products to Minors
ExxonMobil shall implement the following personnel
practices with respect to its employees relating to youth access:
A. Hiring
1. ExxonMobil
shall not hire anyone under the legal age for purchasing tobacco for a position
that may involve selling tobacco.
2. As
part of the employment interview process, ExxonMobil shall inform applicants for
positions that may involve selling tobacco, or supervising anyone who sells
tobacco, of the importance of compliance with laws relating to youth
access. The information ExxonMobil
provides shall include references to ExxonMobil's business practices, legal
consequences, and health concerns associated with youth access.
3. ExxonMobil
shall ask all applicants for positions as store managers about past violations
of prohibitions on selling or supplying tobacco to minors by that person or
anyone under that person’s supervision, and shall give any such
violations due consideration in the hiring decision.
4. ExxonMobil
shall inform each new hire for a position that may involve the sale of tobacco,
before he or she assumes any job responsibilities, that: (a) the
employee’s compliance with youth access laws and policies will be taken
into account in connection with compensation, promotion, and retention
decisions; (b) ExxonMobil actively monitors employee compliance with youth
access laws and policies by instructing on-site managers to assess performance
on an on-going basis, by checking security tapes periodically, and by
conducting internal and external compliance check programs; and (c) failure to
comply with youth access laws and policies may constitute grounds for
discharge. ExxonMobil also shall provide the new hire this information in
writing and shall require the employee to sign an acknowledgment that he/she
has read and understands the information provided.
B. Training
1. Before
assuming any job duties that involve or may involve the sale of tobacco, an
employee shall receive comprehensive training in the laws and company policies
relating to tobacco.
2. Such
training shall be performed by a person experienced in providing youth access
training, and shall include, at a minimum, the following components:
a. A
review of applicable federal, state, and local laws relating to youth access.
b. A
review of all ExxonMobil business practices relating to youth access.
c. An
explanation of the reasons that the law and ExxonMobil business practices deem
youth access an important matter, with appropriate references to: (i) the age
of most beginning users (currently the average age is 14); (ii) the fact that
nicotine is addictive, and that young people may show signs of addiction after
smoking only a few cigarettes; (iii) the fact that the younger a person becomes
a regular tobacco user the more likely it is that he or she will become
addicted and will suffer serious health damage; and (iv) the fact that more than
400,000 Americans die each year from tobacco-related diseases.
d. A
review of the range of tobacco products, and, where applicable, smoking
paraphernalia sold by ExxonMobil, to which ExxonMobil business practices and/or
youth access laws apply.
e. A
review of the law and ExxonMobil business practices and procedures relating to
requiring identification, including: (i) the age that triggers the I.D.
requirement; (ii) acceptable forms of I.D.; (iii) features of an I.D. that must
be checked, with particular emphasis on the government-issued forms of
identification most commonly possessed by adults in the market area; (iv) how
to tell if an I.D. may have been altered or is being misused; and (v) what an
employee is to do if an I.D. appears altered or misused.
f. An
explanation of the fact that many illegal sales are made to minors who produce
I.D.s showing that they are in fact under the legal age, and the importance of
devoting the time and effort needed to perform the necessary calculation to
establish that a customer is of age.
g. A
review of prescribed methods, practical techniques, and stock phrases (where
appropriate) for handling the following recurring situations: (i) asking for
I.D.; (ii) making the necessary age calculation; (iii) declining to make a sale
based on concerns relating to whether the I.D. has been altered or is being
misused; (iv) declining to make a sale for failure to have an I.D.; (v)
recognizing a potential “third party” sale; (vi) declining to make
a sale that appears to be a “third party” sale; (vii) declining to
make a sale of smoking paraphernalia; (viii) resisting customer pressure and
handling a customer’s abusive conduct; (ix) special challenges associated
with declining to sell tobacco to underage persons who are friends, acquaintances,
and/or peer group members, and techniques and methods for meeting such
challenges; and (x) contacting the police when required by ExxonMobil business
practices to do so.
h. Actual
practice of the methods, techniques, and phrases to be employed in the
situations described in the preceding paragraph, in the form of role
plays.
i. A
review to establish that the employee has fully acquired the knowledge required
to perform in accordance with the laws and ExxonMobil’s business
practices relating to youth access, including the use of role plays in order to
ensure that the employee can perform properly in the situations referred to in
subparagraph g above. ExxonMobil shall provide supplemental training to ensure
that any weaknesses identified by such testing are remedied before tobacco
responsibilities are assumed.
j. Instruction
that an employee is not required to make a tobacco sale, and must decline to do
so, if the circumstances reasonably suggest that doing so would violate the
laws or ExxonMobil business practices regarding youth access.
3. ExxonMobil
shall provide all employees who have responsibilities relating to tobacco, but
who are not new hires, additional training periodically to ensure that they
maintain the requisite knowledge, skill, and motivation. Such training shall occur no less
frequently than annually and shall include at minimum: a review of the
applicable laws and ExxonMobil’s written business practices on youth
access; an updated review of performance by the company and the particular
outlet on internal and external compliance checks; and a discussion of specific
compliance check performance goals and ways to attain those goals. ExxonMobil shall require that each
employee upon completion of such training sign an acknowledgment that he or she
has read and understands the information provided.
4. In
the event that an employee sells tobacco products to minors in violation of
state or local laws, or fails to pass an internal or external compliance check
pursuant to subsections III.B or C of this Section 10, ExxonMobil shall provide
additional training to the employee as soon as possible, and within no more
than thirty (30) days of ExxonMobil’s receipt of notice of such violation
and a final determination by the authority issuing such notice that the
violation has occurred.
II.
Support Tools
1. ExxonMobil
shall, to the extent reasonably and technically practicable, program its cash
registers to (i) lock when a tobacco product is scanned; (ii) prompt the
employee to I.D. the customer; (iii) require the clerk to enter the birth date
shown on the I.D., or, if it cannot be programmed in that manner, display the
date on or after which the customer must have been born in order to make a
legal tobacco purchase; and (iv) indicate whether the tobacco sale can proceed.
2. In
addition to meeting whatever signage and posting requirements or restrictions
may be embodied in local, state or federal law, ExxonMobil shall post signs (at
minimum) as follows, with all prescribed messages conspicuously presented: On each door by which a customer may
enter the establishment (facing out), at each cash register at which tobacco is
sold, at each tobacco product display, and on the door by which employees leave
the employee area, a sign indicating that a person must be 18 to buy tobacco
and that I.D.s are checked on all
persons appearing to be under age 27.
3. Each
person with responsibility for selling tobacco shall be reminded each time he
or she begins a shift of the importance of performing proper I.D. checks for
tobacco purchases, through a sign-in sheet, a cash register prompt, or other
means.
4. ExxonMobil
shall monitor developments in technology relating to electronic age
verification devices and systems and, to the extent reasonably practicable,
will consider employing such devices and
systems. Nothing in this agreement
requires or sanctions practices that involve the retention of information
identifying individual purchasers.
III.
Self-Monitoring and Other Measures to Ensure Compliance
A. Supervision and Accountability at CORS Locations
1. ExxonMobil
shall instruct the on-site supervisor immediately upon assuming responsibility
for supervising employees selling tobacco to monitor staff compliance with
youth access laws and ExxonMobil business practices on an on-going basis, and
shall inform the supervisor that instances of compliance and non-compliance
with youth access laws and ExxonMobil business practices on the part of those
supervised will be given serious consideration in connection with that
supervisor’s periodic performance review and in connection with
subsequent decisions relating to the supervisor’s compensation,
promotion, and retention.
2. Each
store manager shall report all notices of violations of federal, state, and
local laws concerning the sale of tobacco products to minors received at the
store to a designated person in ExxonMobil’s corporate offices where
responsibility for management of ExxonMobil's CORS locations is located within
three business days of receipt of notice of the alleged violation. Such ExxonMobil corporate office shall
maintain a record of all violations occurring within the previous three
years.
3. Each
ExxonMobil employee shall be informed that, to the extent that his or her job
performance is reflected in the compliance or non-compliance of other employees
or contractors with youth access laws and ExxonMobil business practices,
ExxonMobil will give such compliance or non-compliance consideration in
connection with his or her compensation, promotion, and retention (as
applicable). This paragraph
applies to all employees and contractors whose duties include hiring,
retention, training, and/or supervision of employees or contractors with
responsibilities relating to youth access.
B. Internal
Compliance Checks at CORS Locations
1. ExxonMobil
shall implement and maintain a program of internal compliance checks designed
to determine whether CORS locations and staff thereat are in compliance with
youth access laws and ExxonMobil business practices. This program shall at minimum have the following features:
a. ExxonMobil
shall support compliance checks with the secrecy and procedures necessary to
ensure that those whose compliance is being checked (both clerks and
supervisors responsible for the performance of the clerks) have no reason to
know that a given attempt to purchase tobacco is a compliance check.
b. ExxonMobil
shall perform compliance checks at varying or random times of the day at each
CORS location no less frequently than once every six months. In addition, each employee who fails a
compliance check and who continues to have responsibilities that may involve
the sale of tobacco shall receive another compliance check within thirty days
of the failed check, and the outlet (but not the employee who failed the check)
shall receive another compliance check within sixty days of the failed check.
c. The
compliance check shall (i) where it is legal to do so, use a person who is
under legal age to buy tobacco (a 17 year old where the legal age is 18, an 18
year old where the legal age is 19), in order to test both whether I.D. is
being requested as required and whether sales are made in spite of the
presentation of a valid I.D. accurately showing the tester’s age; or (ii)
where the above procedure is not permitted by law, use a person of legal age to
buy tobacco who is within the age range requiring that he or she be asked to
produce I.D., in order to test whether I.D. is requested as required by the
employee responsible for the tobacco sale transaction being checked.
d. In
the event of a failed compliance check, the supervisor shall without delay
inform the non-complying employee of the test result, instruct the employee on
what constitutes proper compliance, and caution the employee to avoid further
instances of non-compliance. In
addition, a company representative shall meet with the non-complying employee
at the earliest practicable time for the purpose of informing him/her of the
consequences of the violation and any subsequent violations, providing remedial
training and testing (if the employee is being retained), and informing the
employee that he or she will be the subject of additional compliance checks in
the future.
e. An
employee who passes a compliance check and his/her immediate supervisor shall
at the earliest practicable time be informed of the success and reminded that
passing a compliance check is
noted in personnel records and is taken into account in company decisions relating
to compensation, promotion, and retention. ExxonMobil shall provide tangible
rewards such as store- or company-wide recognition to such employees.
2. The
Attorneys General agree not to institute legal proceedings under the statutes
set out in footnote 1 based on any tobacco sales that are made during internal
compliance checks conducted pursuant to this section.
C. External
Compliance Checks
In addition to the internal compliance checks described
above, ExxonMobil shall, in consultation with the Attorneys General, arrange for an independent entity reasonably acceptable to
the Attorneys General to perform
compliance checks consistent with an agreed protocol each
six months at 150 or more randomly selected CORS locations that sell
tobacco. The independent entity
shall be instructed to conduct two separate checks at each selected store for
the purpose of obtaining an accurate and reliable indication of actual employee
practices in connection with tobacco sales, rather than for the purpose of
ensuring favorable results, and successful performance by a selected store
shall consist of passing both of the separate checks. These external checks shall be performed in the same manner
as the internal checks, but with the following provisos:
1. The
independent entity will randomly select which outlets will be checked, and no
outlet selected to be checked will be identified to ExxonMobil, directly or
indirectly, until after the check of that outlet is completed.
2. ExxonMobil
shall require that the results of the external checks be reported by the independent
entity to a person designated by the participating Attorneys General to receive
such reports at the same time as they are reported to ExxonMobil.
3. For
purposes of retaining an independent entity to perform the external compliance
checks, ExxonMobil shall evaluate the performance of the entity on the basis of
the competency of the entity’s performance in obtaining an accurate and
reliable indication of actual employee practices in connection with the sale of
tobacco, rather than on the basis of whether the results were favorable.
4. ExxonMobil
shall cooperate in providing access to information relating to the performance
and results of the external compliance checks, including the terms of the
agreements with the independent entity and interviews with those with
responsibility for performing the checks, upon request of a participating
Attorney General.
5. The
Attorneys General agree not to institute legal proceedings under the statutes
set out in footnote 1 based on any tobacco sales that are made during external
compliance checks conducted pursuant to this section.
D. Video-tapes
In all CORS locations that have one or more security
cameras designed and placed to video-tape transactions at the cash register,
ExxonMobil shall adopt the following procedures:
1. The
security cameras shall continuously video-tape sales transactions at the cash
register.
2. Supervisory
personnel shall periodically review portions of the tapes in order to monitor
compliance with youth access laws and policies on the part of each employee who
sells tobacco, such review to occur at least twice each year in each
store. The review shall cover
enough tobacco sales transactions involving young customers to permit a
realistic assessment of whether the employee is in compliance.
3. Such
reviews shall be conducted in a manner that does not permit an employee to
predict which shifts or transactions are likely to be reviewed.
4. As
soon as practicable after each review is performed, the supervisor shall meet
with the employee whose performance was reviewed for the purpose of informing
him/her of the fact that a review was performed and discussing the
employee’s performance.
Employees who performed well shall be commended. If it is determined as a result of the
review that an employee failed to comply with youth access laws and policies,
ExxonMobil shall inform the employee of the consequences of the violation and
any subsequent violations, shall provide remedial training and testing (if the
employee is being retained), and shall inform the employee that he or she will
be the subject of an additional compliance check in the future.
5. ExxonMobil
shall display a clear and conspicuous sign at or near the cash register
informing customers that security cameras are used to detect underage attempts
to buy tobacco.
E. Electronic
I.D. Scanning Systems and/or Cash Register Locks
To the extent that electronic systems store data that would
assist in evaluating whether the systems are being properly used by employees,
ExxonMobil shall review such data periodically, use it to assess employee
performance, and provide remedial training and support, as necessary, for those
employees who, in ExxonMobil's estimation, appear to need
it. Such data shall be made
available for review by a participating attorney general, upon request.
F. Youth
Access Compliance Designee
ExxonMobil shall designate a senior-level employee to be
responsible for assuring compliance with the terms of this Assurance and, more
generally, for taking the steps necessary to improve compliance with youth
access laws, including reviewing reports of violations of laws concerning the
sale of tobacco products to minors (see 10.III.A.2, above).
IV.
Vendor-Assisted Sales
A. ExxonMobil
shall display and store all tobacco products in a format that does not permit a
customer to take possession of the product without requesting an
employee’s assistance in retrieving it from a restricted-access location.
B. No
vending machines shall be used to sell tobacco products at CORS locations.
V.
Other Tobacco Business Practices
A. Written Business Practices
ExxonMobil
business practices relating to tobacco shall be in writing. ExxonMobil
shall provide a copy to each employee who sells tobacco, and shall do so within
sixty days of the execution of this Assurance, or upon assumption of tobacco
sales responsibilities if that occurs thereafter. Tobacco policies intended to prevent underage tobacco sales
shall be no less stringent or comprehensive than policies intended to prevent
underage alcohol sales, except where differences in the law require differences
in policy. ExxonMobil business practices shall, at minimum, embody the
standards and practices relating to personnel, support tools, self-monitoring,
and vendor-assisted sales set forth in this Assurance and shall also include
the following business practices:
1. Requiring
that no one under the legal age for purchasing tobacco is permitted to purchase
smoking paraphernalia including lighters, matches, cigarette papers, and pipes.
2. Youth
access to tobacco shall be given comparable treatment to underage access to
alcohol in employee training and discipline, as well as in other aspects of
company operations.
3. Requiring
that store personnel make every reasonable effort to cooperate in the
enforcement of applicable youth access laws, by making timely reports to law
enforcement authorities of violations of laws (a) prohibiting the possession,
purchase, or attempts to purchase tobacco by minors; (b) prohibiting persons
from supplying tobacco to minors; (c) prohibiting the theft of tobacco; and (d)
prohibiting the alteration or misuse of a government-issued I.D. in connection
with an attempt to purchase tobacco.
4. Prohibiting
the sale of single cigarettes or other modes of packaging cigarettes in packs
with fewer than twenty (i.e., so-called “kiddie packs”).
5. Prohibiting
the distribution of free samples of tobacco products on store property.
6. Requiring
that an I.D. be checked in connection with tobacco purchases and tobacco paraphernalia
purchases by persons appearing to be under age 27.
7. Prohibiting
the sale of non-tobacco products which are designed to look like tobacco
products, such as bubble gum cigars or candy cigarettes.
8. Unless
otherwise provided by law,
requiring only the following forms of photo-I.D. for purposes of establishing legal age to purchase tobacco:
(a) Driver’s License; (b) State-Issued Identification Card; (c) U.S.
Passport; (d) Military Identification Card; and (e) U.S. Immigration Card.
B. Policies
provided to Attorneys General
ExxonMobil shall provide a copy of written business
practices that it adopts pursuant to paragraph V.A of this Assurance in order
to comply with the standards set forth herein to a person or persons designated
by the Attorneys General within sixty days of its execution of this Assurance,
and thereafter shall provide copies of any changes or modifications to such
written business practices to a person or persons designated by the Attorneys
General to receive them within thirty days of such change or modification.
11. ExxonMobil
knowingly and voluntarily agrees to adopt and to implement at all CORS
locations the tobacco retailing business practices set forth in this Assurance,
and to do so within sixty days of the date of execution of this Assurance by
ExxonMobil.
12. ExxonMobil
shall make good faith efforts to effect compliance on the part of each non-CORS
outlet permitted by ExxonMobil to display the Exxon or the Mobil trademark
(“NCO outlet”) with local, state, and federal laws and regulations
relating to the sale of tobacco products to minors. Without limiting the foregoing, ExxonMobil shall, within
ninety days of its execution of the Assurance:
a. Provide
each Franchisee who operates an NCO outlet to which ExxonMobil directly
supplies motor fuels and each Franchisee who supplies motor fuels to an NCO
outlet correspondence reminding them of the importance of preventing underage
sales of tobacco products, the seriousness of complying with laws regarding
youth access to tobacco, and noting the fact that failure to comply with such
laws could constitute grounds for termination or non-renewal of their right to
operate under the Exxon and/or Mobil trademark at the non-complying
outlet. In the case of
correspondence to each Franchisee who supplies motor fuels to an NCO outlet,
such correspondence shall also request the Franchisee to provide a copy of the
correspondence to each outlet to which the Franchisee supplies motor fuels and
to confirm having done so.
Thereafter, correspondence from ExxonMobil bearing the same message will
be sent annually to each such Franchisee.
b. Offer
each Franchisee who operates an NCO outlet to which ExxonMobil directly
supplies motor fuels and each Franchisee who supplies motor fuels to an NCO outlet
the opportunity to participate in ExxonMobil’s Internal and/or External
Compliance Check programs described above at Parts III.B. & C,
respectively, which offer may include the requirement that the NCO outlet pay
the reasonable cost of its participation.
c. In
evaluating available legal options to discipline, terminate or non-renew the
franchise agreement of an NCO outlet, ExxonMobil will give appropriate
consideration under the circumstances in its discretion to violations of laws
restricting underage access to tobacco.
d. Incorporate
provisions into all franchise agreements with NCO outlets, at the time such
agreement is initiated or renewed, requiring that the NCO outlet (1) not permit
on the marketing premises the sale of tobacco products to underage persons; and
(2) notify ExxonMobil within five business days, in writing, of any Notices of
Violation received from local, state or federal authorities concerning the sale
of tobacco to minors.
13. ExxonMobil
agrees to pay, within thirty days of its execution of this Assurance, the sum
of $100,000 to the States, made payable to such accounts and addresses as
the Attorneys General may direct.
Such sum is to be divided by the States as they may agree and is to be
used by the individual States for attorneys fees or costs of investigation, or
it shall be placed in or applied to consumer education, public protection, or
local consumer aid funds, including for implementation of programs designed to
decrease possession and use of tobacco by minors, or for any other purpose
authorized by state law at the sole discretion of each State’s Attorney General or as otherwise
required by law.
DATED: August
7, 2002
BILL LOCKYER
Attorney
General
State of
California
EXXON MOBIL CORPORATION
ALAN LIEBERMAN
Deputy
Attorney General
By:
JENNIFER M. GRANHOLM
HAROLD
R. CRAMER
Attorney General
Vice
President
State of Michigan
Exxon
Mobil Corporation
STEWART H. FREEMAN
Assistant
Attorney General
THOMAS J.
MILLER
Attorney
General
State of Iowa
STEVE ST.
CLAIR
Assistant
Attorney General
JOHN CORNYN
Attorney
General
State of Texas
HOWARD G.
BALDWIN, JR.
First
Assistant Attorney General
JEFFREY S.
BOYD
Deputy
Attorney General for Litigation
PAUL D.
CARMONA
Chief,
Consumer Protection Division
D. ESTHER
CHAVEZ
Assistant
Attorney General
JANET NAPOLITANO
Attorney General
State of Arizona
CRAIG W. SOLAND
Chief Tobacco Counsel
MARK LUNSFORD PRYOR
Attorney General
State of Arkansas
EDWARD C. SWAIM
Assistant Attorney General
RICHARD BLUMENTHAL
Attorney General
State of Connecticut
JAMES FLEMING
Commissioner of Consumer Protection
STEPHEN R. PARK
Assistant Attorney General
M. JANE BRADY
Attorney General
State of Delaware
C. DRUE CHICHI
Deputy Attorney General
ROBERT R. RIGSBY
Corporation Counsel
District of Columbia
SHARON STYLES-ANDERSON
Senior Deputy Corporation Counsel
CHARLOTTE W. PARKER
Deputy Corporation Counsel
BENNETT RUSHKOFF
Senior Counsel
ROBERT A. BUTTERWORTH
Attorney General
State of Florida
JAMES A. PETERS
Special Counsel
BARRY W. REID
Administrator
Georgia’s Fair Business Practices Act, and
Governor’s Office of Consumer Affairs
JOHN S. SMITH, III
Counsel and Director Legal Division
EARL I. ANZAI
Attorney General
State of Hawaii
ALEX R. BARRETT
Deputy Attorney General
ALAN G. LANCE
Attorney General
State of Idaho
BRETT DELANGE
Deputy Attorney General
JAMES E. RYAN
Attorney General
State of Illinois
KAREN WINBERG-JENSEN
Assistant Attorney General
CARLA J. STOVALL
Attorney General
State of Kansas
KRISTY L. HIEBERT
Assistant Attorney General
ALBERT B. CHANDLER III
Attorney General
Commonwealth of Kentucky
MICHAEL L. PLUMLEY
Assistant Attorney General
RICHARD P. IEYOUB
Attorney General
State of Louisiana
G. STEVEN ROWE
Attorney General
State of Maine
LINDA J. CONTI
Assistant Attorney General
J. JOSEPH CURRAN, JR.
Attorney General
State of Maryland
CAROL BEYERS
Assistants Attorney General
THOMAS F. REILLY
Attorney General
Commonwealth of Massachusetts
BARBARA DILLON DESOUZA
Assistant Attorney General
MIKE HATCH
Attorney General
State of Minnesota
DAVID M. AAFEDT
Assistant Attorney General
MIKE MOORE
Attorney General
State of Mississippi
LEE MARTIN
Special Assistant Attorney General
MIKE MCGRATH
Attorney General
State of Montana
CHRIS E. TWEETEN
Chief Civil Counsel
Office of the Attorney General
DON STENBERG
Attorney General
State of Nebraska
LYNNE R. FRITZ
Assistant Attorney General
FRANKIE SUE DEL PAPA
Attorney General
State of Nevada
PHILIP T. McLAUGHLIN
Attorney General
State of New Hampshire
DAVID A. RIENZO
Assistant Attorney General
DAVID SAMSON
Attorney General
State of New Jersey
MICHAEL J. O’DONNELL
Deputy Attorney General
MELISSA E. LIEBERMAN
Deputy Attorney General
PATRICIA A. MADRID
Attorney General
State of New Mexico
RALPH E. TRUJILLO
Assistant Attorney General
ELIOT SPITZER
Attorney General
State of New
York
MELVIN L. GOLDBERG
Assistant Attorney General
ROBERT TORRES
Attorney General
Northern Mariana Islands
BETTY D. MONTGOMERY
Attorney General
State of Ohio
SUSAN C. WALKER
Assistant Attorney General
Tobacco Counsel
JOSEPH L. PICCIN
Assistant Attorney General
W. A. DREW EDMONDSON
Attorney General
State of Oklahoma
PHILLIP L. STAMBECK
Assistant Attorney General
HARDY MEYERS
Attorney General
State of Oregon
DREW A. LIANOPOULOS
Assistant Attorney General
MIKE FISHER
Attorney General
Commonwealth of Pennsylvania
JOEL M. RESSLER
Chief Deputy Attorney General
SHELDON WHITEHOUSE
Attorney General
State of Rhode Island
MAUREEN G. GLYNN
Assistant Attorney General
CHARLIE CONDON
Attorney General
State of South Carolina
J. EMORY SMITH, JR.
Assistant Deputy Attorney General
MARK BARNETT
Attorney General
State of South Dakota
JEFFREY P. HALLEM
Assistant Attorney General
PAUL G. SUMMERS
Attorney General and Reporter
State of Tennessee
JENNIFER L. RAWLS
Senior Counsel
CAROLYN U. SMITH
Assistant Attorney General
DAVID McCOLLUM
Director, Division of Consumer Affairs
MARK L. SHURTLEFF
Attorney General
State of Utah
JOEL A. FERRE
Assistant Attorney General
WILLIAM H. SORRELL
Attorney General
State of Vermont
JULIE BRILL
Assistant Attorney General
IVER A. STRIDIRON
Attorney General
Virgin Islands
JERRY W. KILGORE
Attorney General
Commonwealth of Virginia
DAVID B. IRVIN
Senior Assistant Attorney General
CHRISTINE O. GREGOIRE
Attorney General
State of Washington
DAVID M. HORN
Assistant Attorney General
DARRELL V. MCGRAW, JR.
Attorney General
State of West Virginia
JILL L. MILES
Deputy Attorney General
JAMES E. DOYLE
Attorney General
State of Wisconsin
BARBARA W. TUERKHEIMER
Assistant Attorney General
HOKE MACMILLAN
Attorney General
State of Wyoming
[1] Of the jurisdictions listed, Georgia is not represented by its Attorney General, but by the Administrator of the Fair Business Practices Act, and the District of Columbia is represented by its Corporation Counsel. The term “Attorneys General” as used herein, as it pertains to Georgia refers to the Administrator of the Fair Business Practices Act, and as it pertains to the District of Columbia refers to Corporation Counsel. With regard to Virginia, this document will be titled an “Agreement.”
[2] A.R.S. § 44-1521 et seq. (AZ);
Arkansas Code Annotated 4-88-101 et seq.; Cal.
Civ.Code §1750 (West) and Cal.
Bus. & Prof. Code §§17200 & 17500 (West) (CA); Conn. Gen.
Stat. § 42-110a et seq. (1993) (CT); 6 Del. C. 2512 et seq. and 6 Del. C.
2531 et seq. (DE); D.C. Code, 2001 Ed. § 28-3901, et seq. (DC); Fla. Stat.
Ann. §501.201 (West) (FL); O.C.G.A. 10-1-390 et seq. of the Fair Business
Practices Act (GA); Haw. Rev. Stat. § 481A-1 et seq. (HI); Idaho Code
Section 48-601 et seq.; Illinois Consumer Fraud and Deceptive Business
Practices Act, 815 ILCS § 505/1 et seq.; Iowa Code § 714.16 (2001);
K.S.A. 50-623, et seq. (KS); KRS 367.110-367.300 (KY); La. Rev. Stat. Ann.
§51:1501 (West) (LA); Me. Rev. Stat. Ann. tit. 5 §206 et seq. and
tit. 10 § 1211 (ME); Maryland Annotated Code, Commercial Law Article,
§§13-101 et seq.; M.G.L. c. 93A (MA); M.C.L. 445.901 et seq., M.S.A.
19.418(1) et seq. (1994) (MI); Minn. Stat.
§ 325F.68-.69 (prevention of
consumer fraud) and § 325D.43-.48 (2000)(MN); Miss. Code Ann.
§75-24-1 (MS); Mont. Code Ann. § 30-14-101 et seq. (MT); Neb.Rev.Stat.
§87-301 to §87-306 (Reissue 1999)(NE); Nevada Revised Statutes
Chapter 598; NH Rev.Stat.Ann. 358-A (1995 Michie Butterworth, and Supp. 2001
West) (NH); N.J.S.A. 56:8-1 et seq. (NJ); NMSA 1978, §§57-12-1 et
seq. (NM); New York Executive Law §63(12) and General Business Law Article
22-A; 1 CMC § 5101 et seq. of the Commonwealth Code (Northern Marianas
Islands); R.C. 1345.01 et seq. (OH); 15 O.S. (1991) §§ 751 et seq.
(OK); ORS 646.605, et seq. (OR); 73 P.S. §§201-1 et seq. (PA); R.I.
General Laws §§ 11-9-13, 11-9-13.1 through 11-9-13.16, and 11-9-14
(RI); S.C. Code Ann., §39-5-10 et seq. (1976, as amended) (SC); S.D.
Codified Laws Ann. Chapter 37-24 (SD); Tenn. Code Ann. §47-18-101 (TN);
Tex. Bus. & Com. Code Ann. §17-41 (Vernon) (TX); Utah Code Ann.
§§13-5-1 through 13-5-18 & 13-11-1 through 13-11-23; Vermont
Consumer Fraud Act, 9 V.S.A. §2451 et seq. (VT); V.I. Code Ann. Tit. 12A
VIC, §§ 101 to 123 Consumer Protection Law of 1973 (Virgin Islands);
Virginia Consumer Protection Act, Va. Code § 59.1-196 et seq.; Wash. Rev.
Code Ann. §19.86.020 (WA); W. VA Code 46A-1-101 et seq. (WV); Wis. Stat.
§ 100.18(1) (WI); Wyo. Stat. §40-12-101 et seq. (WY).
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